Panic Disorder in African Americans:

A Review of the Literature and Proposal for Future Research

Jeffrey W. Braunstein, Ph.D.

 

Abstract

Despite significant advances in the assessment and treatment of panic disorder during the last fifteen years, there still remains a void in the application of these advances with the African American population.  The influence of cultural differences regarding the diagnosis and treatment of panic disorder requires further exploration so that psychologists can provide more effective treatment for African Americans, a group comprising a significant and growing part of the United States population.  The following paper compares the existing literature regarding the etiology, diagnosis, misdiagnosis, assessment, and treatment of panic disorder of African American and White Americans who suffer from panic disorder.  Research involving the investigation of irrational beliefs and panic disorder as a function of ethnicity will be proposed

 

Diagnostic, Epidemiological, and Assessment Issues

            Researchers have suggested that the Diagnostic Statistic Manual – IV (DSM-IV, 1994) suffers from a lack of cultural validity and sensitivity (Mezzich, Fabrega, & Kleinman, 1992).  Despite these deficits, the DSM-IV is widely used with all populations in the United States.  Innovations in diagnosis would benefit from including normative information regarding specific cultures and ethnicity.  Integrating cultural formulations and glossaries of culture-bound syndromes into our current diagnostic system could further our understanding of psychopathology (Hughes, Simons, and Weintrob, 1992).

The Diagnostic Statistic Manual – IV (DSM-IV, 1994) specifies that panic attacks are, “a discrete period of intense fear or discomfort, in which four (or more) of the following symptoms developed abruptly and reached a peak within 10 minutes (p. 395).”  Symptoms such as palpitations, accelerated heart rate, sweating, trembling, feeling of choking, chest pain, fear of losing control, and a fear of dying are commonly experienced by people experiencing panic attacks.  Receiving a diagnosis of panic disorder is dependent on a person’s experience of recurrent unexpected panic attacks, persistent concern and worry about additional attacks, and a change of behavior due to the attacks.  The DSM-IV also specifies that “the Panic Attacks are not better accounted for by another mental disorder (p. 402).”  Physiological effects of substances and general medical conditions are other rule out conditions that must be considered when making a diagnosis of panic disorder.  Agoraphobia frequently develops as a result of the experience of repeated unexpected panic attacks.  Anxiety about being in situations and places associated with the experience of panic attacks develops, leading to the avoidance of situations and places.

            Various organic conditions can produce panic and anxiety symptoms and should be screened for to avoid a misdiagnosis (Barlow, 1988).  Hypoglycemia, hyperthyroidism, hypoparathyroidism, Cushing Syndrome, Pheochromocytoma, Temporal-Lobe Epilepsy, caffeine intoxication, and Mitral Valve Prolapse are some examples of physiological-based conditions that can mimic the symptoms of panic and anxiety.  The aforementioned conditions can also exacerbate panic symptomatology.

            Studies conducted throughout the world suggest that panic attacks occur frequently in the general population.  Norton, Harrison, Hauch, and Rhodes (1985) reported that 34% of the general population experienced at least one panic attack in 1984.  This study was replicated one year later and reported a similar prevalence.  Grant funded research conducted by the NIMH has indicated that between 9 and 15 million people suffer from panic disorder with or without agoraphobia.  Self-medicating, through the abuse of alcohol and illicit substances, has been found to occur frequently in people who suffer from panic disorder (Quitkin, F.M., Rifkin, A., Kaplan, J., and Klein, D.F.,1972).

To date, only one study funded by the NIMH has reported on the prevalence, clinical features, comorbidity, and outcome of panic disorder among African Americans (Eaton, & Kessler, 1985; Regier et al., 1984).  Lifetime prevalence of panic disorder among African Americans was not significantly different from whites.  African American subjects reported similar profiles regarding panic symptomatology, with tingling sensations in the extremities presenting more frequently in African Americans than in White Americans.  African Americans also presented with similar profiles when compared to White subjects regarding the prevalence of suicidal and homicidal ideation, comorbid psychopathology, and substance abuse.  The primary difference between African American and White subjects was with treatment seeking behavior.  African Americans were one-fifth as likely to pursue mental health treatment than their White counterparts, despite controlling for socioeconomic and demographic variables.  In general, panic disorder presents as a similar illness in both African American and White populations, but the majority of African Americans never receive appropriate treatment.

African Americans are often misdiagnosed when seeking treatment at mental health centers.  Friedman, Lazar, Grubea, & Kesselman, (1992) reported that anxiety disorders are often underdiagnosed in African Americans.  African Americans suffering from anxiety disorders are often misdiagnosed with affective and psychotic disorders.  Research has suggested that isolated sleep paralysis, which is not classified by the DSM IV as a symptom of panic disorder, is frequently experienced by African Americans (Bell, Hildreth, Jenkins, & Carter, 1988) with clinicians frequently missing concurrent panic symptomatology.  Friedman (1994) emphasizes that further investigation is needed to assess symptoms that are specific to African Americans but which are not currently classified in the DSM-IV.

Structured interviews, questionnaires, self-monitoring measures, assessing cognition, and the assessment of safety signals and their relationship to agoraphobic avoidance are the primary methods of assessing the existence and severity of panic disorder (Barlow, 1988).  The Anxiety Disorder Interview Schedule Fourth Edition (ADIS – IV) is a comprehensive interview for diagnosing all DSM IV anxiety disorders and is highly regarded in this area (DiNardo & Barlow, 1988).  Friedman (1994) suggests that the ADIS – IV is the most accurate instrument for diagnosing panic disorder in African Americans.  Self-report measures such as the Fear Questionnaire (Marks & Mathews, 1979), Agoraphobic Cognitions Questionnaire (Chambless, Caputo, Bright, & Gallegher, 1984), Body Sensations Questionnaire (Chambless, et al., 1984), and Mobility Inventory for Agoraphobia (Chambless, Caputo, Jasin, Gracely, and Williams, 1985) are commonly used to assess panic disorder and can be completed rapidly.  Cognitive therapy techniques and the in vivo exposure of feared situations and places routinely illicit catastrophic ideation and irrational beliefs found in people with panic disorder (Barlow, 1988).  Unfortunately, empirical investigations regarding the prevalence and characteristics of irrational beliefs found in people with panic disorder have not been conducted.  The monitoring of behavioral and emotional events associated with panic attacks usually uncover panic symptomatology and the extent of agoraphobic avoidance (Barlow, 1988).  Safety signals such as safe places, a safe person, or inanimate objects such as unused or empty pill bottles should be delineated before the commencement of treatment.

The Etiology of Panic Disorder

            Currently, there has not yet been a discovery of a clear biological marker for panic (Barlow, 1988).  Research investigating differential neurobiological processes have failed rigorous empirical tests.  Environmental influences rather than genetic disposition account for more of the variance in the development of panic disorder.  It is also hypothesized that a genetic vulnerability such as an overly responsive autonomic nervous system might predispose a person to developing an anxiety disorder under specific environmental and psychological condition.

            Approximately 80% - 90% of panic disorder patients usually experience a negative life event closely associated with their first panic attack (Barlow, 1988).  Physiological changes such as giving birth, menopause, and gynecological surgery have also been identified as precipitating a first panic attack.

            Research suggests that panic attacks are generated by misappraisals of normal bodily sensations that are typically experienced during stressful situations (Barlow, 1988).  These misappraisals lead to an excessive amount of fear that result in the experience of panic.  People who experience unexpected panic attacks do not associate stressful situations with the cause of their symptoms but instead learn to become fearful of normal physiological changes.  These fears become strongly associated with objects and situations, resulting in the experience of anxiety in the presence of these objects and situations.  Anxiety also occurs when patients worry about having another unpredictable panic attack.

Cognitive-Behavioral Interventions

            Within the last 15 years, cognitive-behavioral interventions have provided a significantly improved prognosis for patients suffering from panic disorder.  A protocol treatment for panic disorder (Barlow, 1988) has received the greatest amount of study regarding efficacy and consists of four components: psychoeducation, breathing and relaxation training, and exposure/desensitization interventions.  Psychoeducational components involve readings and explanations of anxiety and panic.  Cognitive restructuring techniques involve the monitoring of cognitions, the analysis of faulty logic, and correcting misappraisals of bodily sensations.  Diaphragmatic breathing and progressive muscle relaxation training provide the patient with coping skills to cope with panic symptomatology.  Interoceptive exposure interventions weaken the associations between specific bodily cues and panic reactions.  Examples of interoceptive exposures are:  spinning in a chair, hyperventilation, rapid breathing, exposure to bright light and cardiovascular exercise.  Situational exposure techniques are in vivo in nature, and involve a repeated confrontation with objects and situations that are avoided.  

Studies throughout the United States using a protocol treatment for panic disorder have demonstrated that approximately 80% of patients who received empirically tested cognitive-behavioral protocol treatments no longer met DSM-IV criteria for panic disorder (Barlow, 1988).  Several meta-analyses have demonstrated that cognitive-behavioral protocol interventions provide greater treatment gains when compared psychopharmacological treatment (Gould, Otto, and Pollack, 1993; Clum, Clum, and Surls, 1993).  Long-term outcome studies have demonstrated that cognitive-behavioral treatments provide less relapses than psychopharmacological treatments (Brown and Barlow, 1995). 

Although the effectiveness of these treatments is well documented, most of the patients in these studies have been predominately white.  There are few studies examining the efficacy of these interventions with African Americans.  A recent study has provided some information regarding the efficacy of exposure-based interventions with African Americans (Chambless, et. al, 1994).  This study suggested that exposure-based interventions significantly reduced panic symptomatology in African Americans.  Despite these results, African Americans experienced significantly less benefit than white subjects.

Irrational Beliefs and Anxiety

To date, research investigating the relationship between irrational and panic disorder has not been conducted.  Studies regarding irrational beliefs and their prevalence in African Americans have not been conducted.  Despite the paucity of information regarding irrational beliefs and panic disorder, significant research has been conducted on the relationship between irrational beliefs and general measures of anxiety.  Warren and Zgourides (1989, 1988) have suggested that a positive correlation exists between irrational beliefs and anxiety and depression.  Irrational beliefs correlate more highly with each other than with accepted measures of depression, hopelessness, and anxiety, suggesting that instruments used to detect irrational beliefs do not just measure general distress or emotionality.  Ellis (1994) believes that demandingess, the superordinate irrational belief, (musts and shoulds) is the cause of and is present in all psychopathology.  Ellis has proposed three subordinate derivatives of demandingness:  awfulization, low frustration tolerance, and worthlessness.

Proposal and Hypotheses

            A review of the literature has demonstrated that research concerning the prevalence and nature of irrational beliefs with African Americans suffering from panic disorder has not been conducted.   The purpose of the proposed study is to investigate the relationship of irrational beliefs and panic disorder as a function of ethnicity.  This proposed study will investigate the prevalence, severity, and nature of irrational beliefs with African American and White American persons who are diagnosed with panic disorder as defined by the DSM-IV.

            It is hypothesized that both African American and White American participants who are diagnosed with panic disorder will exhibit similar levels of irrational beliefs.  Previous research, demonstrating the similarities in symptom profiles and prevalence of panic disorder in both white and African Americans, support this hypothesis.  It is also hypothesized that both African American and White American participants will exhibit similar irrational belief profiles, with the irrational belief of demandingess as most prevalent.  A revision in the REBT model of psychopathology, (Ellis, 1994) which claims that demandingness is the superordinate irrational belief, supports this hypothesis.

 

METHOD

Participants

            The population for this study will be limited to White and African American adult males who have received a DSM-IV diagnosis of panic disorder.  It is expected that approximately 100 White Americans and 100 African Americans who have received a diagnosis of panic disorder could be recruited for this study.  The participants could range in age from 18 to 65 years.  The principal investigator will include data from the first 100 participants collected for each group and will eliminate all other data from the study.

Instruments

Demographic Questionnaire

            All participants will complete a two page demographic questionnaire.  This brief self-report instrument identifies the participant’s age, ethnicity, education level, income level, and current medication status for both mental and physical illnesses. The instrument also identifies the participant’s history of mental health treatment and current relationship status.

Anxiety Disorder Interview Schedule – IV (ADIS-IV)

            The ADIS-IV is a structured interview based on DSM-IV diagnostic criteria and assesses the full spectrum of anxiety and affective disorders (DiNardo & Barlow, 1994).  This instrument also screens psychotic disorders, somatoform disorders, psychotic disorders, and drug conditions. The ADIS-IV provides symptom ratings, the assessment of safety signals, assisting greatly with the functional analysis of anxiety disorders.

Attitudes and Belief Scale II (ASBII) 

            The Attitudes and Belief Scale II is a measure of Ellis’ (1994) Irrational/Rational Beliefs (DiGiuseppe, Leaf, Exner & Robin, 1988).  It consists of 72 items consisting of three factors.  The first factor for Cognitive Process has four levels representing the irrational beliefs processes of Demandingness, Self-Worth, Low Frustration Tolerance, and Awfulizing.  The second factor, Content/Context has three levels: beliefs about Affiliation, Achievement, and Comfort.  The third factor has two levels: irrationally worded items and rationally worded items.  Items were selected for use in the scale only if there was unanimous agreement among 13 judges who were therapists at the Institute for Rational-Emotive Therapy (IRET).  The ASBII only measures attitudes and beliefs and does not include references to emotional distress or behavioral consequences, which may artificially increase correlational relationships.  Past measures of irrational beliefs have received significant criticism due to the aforementioned confound.

            The ASBII has demonstrated excellent internal consistency and validity (DiGiuseppe, Leaf, Exner, and Robin, 1988) with alpha coefficients ranging from .71 to .89 in a sample of 431 college students.  The ASBII has also demonstrated excellent internal consistency and validity in a sample of clinical and college student groups (N=1135) with alpha coefficients for the four belief processes and the three content subscales ranging from .92 to .86.  The total score for the entire 72 items yielded an alpha coefficient of .96. 

The ASBII can adequately discriminate between non-disturbed and disturbed groups, with the endorsement of rational items providing the best power to classify (DiGiuseppe et al. 1988).  The best predictor of emotional states among college students is the total irrational subscale (DiGiuseppe et al. 1988).  The ASBII significantly correlated with ten of the thirteen Personality Disorder Scales; and seven of the nine Clinical Syndrome Scales of the MCMI II in 230 patients, providing further support for the ASBII as a valid measure of psychological/emotional disturbance.

Procedure

 

            The principal investigator visited or called medical centers, hospitals, and physicians to obtain permission to approach their clients or advertise for participants both for the control and criterion groups.  All participants will receive written instructions for participating in the study.  The instruments will be administered in the proceeding order: a statement explaining basic information about the study, a consent form, demographic questionnaire, the ADIS-IV, and the ABS-II.  All participants will be guaranteed anonymity and will be instructed to sign consent before beginning other procedures.  Participants will be instructed to not write their name on any of the materials with the exception of the consent form.  They will be informed that consent forms will be separated from all other materials.  The written instructions inform the participants that they will not receive individual results of their testing but can receive results of the study upon request in eight months.  The participants will be instructed that they will receive five dollars upon completing the instruments.  Reimbursement will be sent to the address that they provide on the consent form.  A list of emergency and community resources will be included in the materials in the event of an emergency.   Participants who fail to complete all research instruments will be excluded from the study.  Confusion, low energy, cognitive impairment, and poor effort are expected to contribute to a small percentage of incomplete data.

Statistical Analyses

 

            Descriptive statistics, frequencies, means, and standard deviations for all demographic variables and instruments will be reported according to cultural group.  A Full Model Multiple Regression will be conducted to predict panic disorder using the variables: total irrational beliefs and demandingness.  A Full Model Factorial 2x2 ANOVA will be conducted to analyze irrational beliefs, and demandingness as a function of cultural status.  Orthogonal contrasts will be conducted post-hoc to analyze the ANOVA.

 

References

American Psychiatric Association. (1994).  Diagnositic and statistical manual of mental disorders (4th ed., rev.).  Washington, DC: Author.

            Barlow, D.H. (1988).  Anxiety and its disorders.  New York: Guilford.

            Barlow, D. H., Craske, M.G. (1989).  Mastery of your anxiety and panic.  Albany, NY:  Graywind.

            Bell, C.C., Hildreth, C.J., Jenkins, E.J., & Carter, C. (1988).  The relationship of isolated sleep paralysis and panic disorder to hypertension.  Journal of the National Medical Association, 80, 289-294.

Brown, T.A. and Barlow, D.H. (1995).  Long-term outcome in cognitive-behavioral treatment of panic disorder.  Journal of Consulting and Clinical Psychology, 63, 754-763.

Chambless, D.L., Caputo, G.C., Bright, P., & Gallegher, R. (1984).  Assessment of fear in agoraphobics:  The Body Sensations Questionnaire and the Agoraphobic Cognitions Questionnaire.  Journal of Consulting and Clinical Psychology, 52, 1090-1097.

            Chambless, D.L., Caputo, G., Gracely, S., Jasin, E. and Williams, C. (1985).   The Mobility Inventory for Agoraphobia.  Behavior Research and Therapy, 23, 35-44.

Clum, G.A., Clum, G.A., Surls, R., (1993).  A Meta-Analysis of Treatments for Panic Disorder.  Journal of Consulting and Clinical Psychology, 61, 317-326.

DiNardo, P.A. and Barlow, D.H. (1994).  Anxiety Disorder Interview Schedule – Fourth Edition.  Phobia and Anxiety Disorder Clinic, State University of New York at Albany.

            Eaton, W.W., & Kessler, L.G. (1985).  Epidemiologic field methods in psychiatry:  The NIMH epidemiologic catchment area program.  Orlando, Fla.:  Academic Press.

Ellis (1994).  Reason and Emotion in Psychotherapy.  New York:  Springer Press.

Friedman, S. &  Paradis, C. (1991).  African-American patients with panic disorder and agoraphobia.  Journal of Anxiety Disorders, 5, 35-41.

            Friedman (1994).  Anxiety Disorders in African Americans.  New York, Springer Publishing Company.

Gould, R., Otto, M.W., Pollack, M.H. (1993).  A Meta-Analysis of treatment outcome for panic disorder.  Journal of Consulting and Clinical Psychology, 61, 100-121.

Hughes, C., Simons, R., and Wintrob, R. (1992).  Glossary of culture-bound syndromes.  In Cultural proposals and supporting papers for DSM-IV.  (pp. 306-328).

            Mezzich, J.E., Fabrega, H., and Kleinman, A. (1992).  Cultural validity and DSM-IV.  Journal of Nervous and Mental Disorders, 180, 4.

Norton, G.R., Harrison, B., Hauch, J., and Rhodes, L. (1985).  Characteristicsof people with infrequent panic attacks.  Journal of Abnormal Psychology, 94, 216-221.

            Quitkin, F.M., Rifkin, A., Kaplan, J., and Klein, D.F. (1972).  Phobic anxiety syndrome complicated by drug dependence and addiction.  Archives of General Psychiatry, 27, 159-162.

            Reiger, D.A., Meyers, J.K., Kramer, M., Robins, L.N., Blazer, D.G., Hough, R.C., Eaton, W.W., & Locke, B.Z. (1984).  The NIMH Epidemiologic Catchment Area Program:  Historical context, major obstacles, and study population characteristics.  Arch Gen Psychiatry, 41, 934-941. 

           

 

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